A customer’s man, also known as a registered representative, is a government-approved individual who assists people in purchasing stocks and other investments. They are employed by investment-selling companies and serve as guides, helping customers comprehend their investment options and how they function. Essentially, they act as helpers for individuals seeking to invest their money.
A registered representative, commonly known as a customer’s man, is authorised by the SEC and stock exchanges to sell securities to the public. John, who works for a brokerage firm, is an example of a customer’s man who assists clients in buying and selling stocks, bonds, and other securities. These professionals are responsible for guiding clients in making investment decisions and are an essential part of the brokerage industry.
A customer’s man is a salesperson or representative who is responsible for managing a specific customer account.
The duties of a customer’s man include building and maintaining relationships with customers, understanding their needs and preferences, providing product information and support, and ensuring customer satisfaction.
Yes, a customer’s man can be held liable for any issues with a customer’s account if they are found to have acted negligently or breached their duties.
No, a customer’s man is bound by confidentiality agreements and cannot disclose confidential information about a customer’s account without their consent.
No, a customer’s man does not have the authority to terminate a customer’s account. This decision is typically made by higher-level management or the customer themselves.
Yes, a customer’s man may be authorised to offer discounts or special deals to a customer as part of their sales strategy.
Yes, a customer’s man can be fired for poor performance if they fail to meet their sales targets or do not fulfil their duties effectively.
Yes, a customer’s man can be held liable for any legal issues related to a customer’s account if they are found to have acted negligently or breached their duties.
Yes, a customer’s man may represent multiple customers at the same time, but they must ensure that they do not have any conflicts of interest and that they provide each customer with equal attention and support.
Yes, a customer’s man can be held liable for any financial losses incurred by a customer if they are found to have acted negligently or breached their duties.
This site contains general legal information but does not constitute professional legal advice for your particular situation. Persuing this glossary does not create an attorney-client or legal adviser relationship. If you have specific questions, please consult a qualified attorney licensed in your jurisdiction.
This glossary post was last updated: 30th April 2024.
To help you cite our definitions in your bibliography, here is the proper citation layout for the three major formatting styles, with all of the relevant information filled in.
- Page URL:https://dlssolicitors.com/define/customers-man/
- Modern Language Association (MLA):Customers Man. dlssolicitors.com. DLS Solicitors. May 09 2024 https://dlssolicitors.com/define/customers-man/.
- Chicago Manual of Style (CMS):Customers Man. dlssolicitors.com. DLS Solicitors. https://dlssolicitors.com/define/customers-man/ (accessed: May 09 2024).
- American Psychological Association (APA):Customers Man. dlssolicitors.com. Retrieved May 09 2024, from dlssolicitors.com website: https://dlssolicitors.com/define/customers-man/
Our team of professionals are based in Alderley Edge, Cheshire. We offer clear, specialist legal advice in all matters relating to Family Law, Wills, Trusts, Probate, Lasting Power of Attorney and Court of Protection.
All author posts