A market intermediary is an individual who assists individuals in buying and selling goods in the market. They collaborate with both buyers and sellers to ensure that everyone’s needs are met. This is particularly prevalent in the securities sector, where market intermediaries aid individuals in purchasing and selling stocks and other investments.
A market intermediary is a person or entity that facilitates transactions between buyers and sellers in a market, acting as a middleman to ensure smooth completion of transactions. In the securities industry, a market intermediary enters into transactions on both sides of the market, such as a broker-dealer buying securities from one client and selling them to another. Stock exchanges also serve as market intermediaries by providing a platform for trading securities and matching buyers with sellers to ensure proper execution of trades. Overall, market intermediaries play a crucial role in ensuring efficient market function and enabling transactions between buyers and sellers.
A market intermediary is a person or entity that facilitates transactions between buyers and sellers in a market, such as a broker, agent, or middleman.
Market intermediaries are responsible for ensuring fair and efficient transactions, providing accurate information to both parties, and adhering to any regulations or laws governing the market.
In many cases, market intermediaries are required to be licensed by the relevant regulatory authority in order to operate legally.
Market intermediaries may face legal risks such as breach of contract, negligence, fraud, or violations of securities laws.
Market intermediaries can be held liable for losses if they are found to have acted negligently, breached their fiduciary duty, or engaged in fraudulent activities.
Market intermediaries are typically required to disclose any conflicts of interest, fees, and other relevant information to their clients in order to ensure transparency and informed decision-making.
Yes, market intermediaries can be sued for misconduct if they are found to have violated their legal obligations or caused harm to their clients through their actions.
Regulations governing market intermediaries vary by jurisdiction, but may include licensing requirements, disclosure obligations, and prohibitions on certain activities.
In some cases, market intermediaries may be able to represent both buyers and sellers in a transaction, but they must disclose this dual representation and obtain consent from both parties.
You can verify the credentials of a market intermediary by checking with the relevant regulatory authority, reviewing their professional licenses and certifications, and seeking references from past clients.
This site contains general legal information but does not constitute professional legal advice for your particular situation. Persuing this glossary does not create an attorney-client or legal adviser relationship. If you have specific questions, please consult a qualified attorney licensed in your jurisdiction.
This glossary post was last updated: 16th April 2024.
To help you cite our definitions in your bibliography, here is the proper citation layout for the three major formatting styles, with all of the relevant information filled in.
- Page URL:https://dlssolicitors.com/define/market-intermediary/
- Modern Language Association (MLA):Market Intermediary. dlssolicitors.com. DLS Solicitors. May 09 2024 https://dlssolicitors.com/define/market-intermediary/.
- Chicago Manual of Style (CMS):Market Intermediary. dlssolicitors.com. DLS Solicitors. https://dlssolicitors.com/define/market-intermediary/ (accessed: May 09 2024).
- American Psychological Association (APA):Market Intermediary. dlssolicitors.com. Retrieved May 09 2024, from dlssolicitors.com website: https://dlssolicitors.com/define/market-intermediary/
Our team of professionals are based in Alderley Edge, Cheshire. We offer clear, specialist legal advice in all matters relating to Family Law, Wills, Trusts, Probate, Lasting Power of Attorney and Court of Protection.
All author posts