Define: Perlman Doctrine

Perlman Doctrine
Perlman Doctrine
Quick Summary of Perlman Doctrine

The Perlman Doctrine, established in the 1918 court case Perlman v. United States, is a legal principle stating that a third party ordered to provide evidence in a case has the right to immediately appeal the order. This is to protect the third party’s rights and prevent them from facing potential consequences for non-compliance with the order, as they are not directly involved in the case.

Full Definition Of Perlman Doctrine

The Perlman Doctrine, established in the 1918 case of Perlman v. United States, is a legal principle that permits a third party to promptly appeal a discovery order. According to this doctrine, a discovery order directed at an impartial third party can be immediately appealed as the third party would not risk contempt by refusing to comply. The ability of the third party to safeguard their rights would be impeded if they were unable to appeal without delay. For instance, if a court mandates a bank to disclose a customer’s financial records, the bank can invoke the Perlman Doctrine to appeal the order. Being an impartial third party, the bank would not want to violate the court’s order and risk contempt. Consequently, the bank can promptly appeal the order to protect its rights. The significance of the Perlman Doctrine lies in its provision for third parties to safeguard their rights and interests in legal proceedings. Without this principle, third parties would be compelled to comply with discovery orders even if they believed it would be detrimental to their interests.

Perlman Doctrine FAQ'S

The Perlman Doctrine is a legal principle that prohibits the use of the Fifth Amendment privilege against self-incrimination as a shield to prevent the production of corporate records.

The Perlman Doctrine was established in 1959 by the United States Supreme Court in the case of Perlman v. United States.

The Perlman Doctrine means that corporations cannot refuse to produce their records based on the Fifth Amendment privilege against self-incrimination.

No, the Perlman Doctrine only applies to corporations and does not extend to individuals.

Yes, there are exceptions to the Perlman Doctrine. For example, if producing the records would be personally incriminating for an individual within the corporation, they may be able to assert their Fifth Amendment privilege.

Yes, the Perlman Doctrine can be used in civil cases as well, not just criminal cases.

If a corporation refuses to comply with the Perlman Doctrine and refuses to produce their records, they may face legal consequences such as fines or other penalties.

The Perlman Doctrine generally applies to corporate records, but the specific scope may vary depending on the circumstances and the nature of the records in question.

While it is possible for legal principles to be challenged or overturned, the Perlman Doctrine has been consistently upheld by courts for several decades.

Yes, there are similar legal doctrines, such as the “collective entity rule,” which also restricts the use of the Fifth Amendment privilege against self-incrimination for corporations. However, the Perlman Doctrine remains the most well-known and widely applied principle in this context.

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This site contains general legal information but does not constitute professional legal advice for your particular situation. Persuing this glossary does not create an attorney-client or legal adviser relationship. If you have specific questions, please consult a qualified attorney licensed in your jurisdiction.

This glossary post was last updated: 16th April 2024.

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