8-K is a form that companies are required to submit to the SEC when there are significant events that have an impact on their financial situation. This form is in addition to the regular reports that companies are obligated to file. It serves as a special report that informs the SEC and investors about any major changes that could potentially affect the company’s value.
The 8-K form, also known as Form 8-K, is required to be filed with the Securities and Exchange Commission (SEC) by registered corporations when a material event impacts their financial condition between regular SEC filing due dates. This form is distinct from the annual report (10-K). For instance, if a company’s CEO resigns, they must submit an 8-K form to the SEC. Similarly, if a company announces a merger or acquisition, experiences a significant loss or gain, they must also file an 8-K form. These examples demonstrate how material events can necessitate the filing of an 8-K form, providing transparency to investors and the public about significant changes in a company’s operations or financial status.
An 8-K filing is a report that companies must file with the Securities and Exchange Commission (SEC) to announce major events that shareholders should know about.
Events such as a change in corporate leadership, mergers or acquisitions, bankruptcy, or changes in the company’s financial condition typically require an 8-K filing.
Companies are generally required to file an 8-K within four business days of the occurrence of the event.
An 8-K filing typically includes a description of the event, the date of the event, and any relevant financial information.
Yes, 8-K filings are public information and can be accessed through the SEC’s EDGAR database.
Failure to file an 8-K on time can result in penalties and sanctions from the SEC.
Yes, shareholders can use 8-K filings to stay informed about important events that may impact their investment decisions.
Yes, companies can be held liable for false or misleading information in an 8-K filing, as it is considered a violation of securities laws.
Yes, 8-K filings are available for free through the SEC’s EDGAR database.
Yes, companies can file an amended 8-K if there are errors or omissions in the original filing.
This site contains general legal information but does not constitute professional legal advice for your particular situation. Persuing this glossary does not create an attorney-client or legal adviser relationship. If you have specific questions, please consult a qualified attorney licensed in your jurisdiction.
This glossary post was last updated: 17th April 2024.
To help you cite our definitions in your bibliography, here is the proper citation layout for the three major formatting styles, with all of the relevant information filled in.
- Page URL:https://dlssolicitors.com/define/8-k/
- Modern Language Association (MLA):8-K. dlssolicitors.com. DLS Solicitors. May 09 2024 https://dlssolicitors.com/define/8-k/.
- Chicago Manual of Style (CMS):8-K. dlssolicitors.com. DLS Solicitors. https://dlssolicitors.com/define/8-k/ (accessed: May 09 2024).
- American Psychological Association (APA):8-K. dlssolicitors.com. Retrieved May 09 2024, from dlssolicitors.com website: https://dlssolicitors.com/define/8-k/
Our team of professionals are based in Alderley Edge, Cheshire. We offer clear, specialist legal advice in all matters relating to Family Law, Wills, Trusts, Probate, Lasting Power of Attorney and Court of Protection.
All author posts