The single-registration rule stipulates that only one original work can be registered for copyright protection. If modifications are made to the work, it cannot be re-registered unless the changes are substantial. However, additional information can be added to the original registration through a supplemental registration.
The U.S. Copyright Office follows the Single-Registration Rule, which permits only one registration for each original work. This means that once a work is registered, it cannot be registered again, even if it is given a different title or has minor changes to the lyrics or melody. However, there are exceptions to this rule. If an unpublished work is later published, the creator can register it again. Additionally, if a work undergoes substantial revisions, the creator may be allowed to file a supplemental registration. For example, if an author revises a book to the extent that it is considered a new edition, they can register the revised edition separately from the original edition. The Single-Registration Rule is crucial in preventing copyright infringement and ensuring that creators receive proper credit and compensation for their work.
The Single-Registration Rule is a regulation that requires certain financial institutions, such as broker-dealers, to register with the Securities and Exchange Commission (SEC) and self-regulatory organisations (SROs) like FINRA, in order to conduct securities business.
Broker-dealers, municipal securities dealers, government securities brokers, and certain other entities engaged in securities business are subject to the Single-Registration Rule.
Complying with the Single-Registration Rule allows financial institutions to legally conduct securities business, ensuring they meet the necessary regulatory requirements and maintain the trust of their clients.
Yes, certain financial institutions may be exempt from the Single-Registration Rule, such as banks that engage in limited securities activities or entities that solely deal with exempted securities.
Non-compliance with the Single-Registration Rule can result in severe penalties, including fines, suspension, or revocation of registration, and legal action by regulatory authorities.
To register under the Single-Registration Rule, a financial institution must file the appropriate forms and disclosures with the SEC and any applicable SROs, providing detailed information about their business operations, key personnel, and compliance procedures.
Yes, a financial institution can be registered with multiple SROs if it engages in different types of securities business that fall under the jurisdiction of different SROs.
Yes, registered financial institutions must comply with ongoing reporting requirements, such as filing annual reports, updating their registration information, and disclosing any material changes to their business operations.
Yes, if a financial institution fails to comply with the regulatory requirements or engages in fraudulent or unethical practices, its registration can be revoked by the SEC or the relevant SRO.
Financial institutions should regularly monitor updates from the SEC and relevant SROs, review industry publications, and consult with legal professionals specializing in securities regulations to stay informed about any changes or amendments to the Single-Registration Rule.
This site contains general legal information but does not constitute professional legal advice for your particular situation. Persuing this glossary does not create an attorney-client or legal adviser relationship. If you have specific questions, please consult a qualified attorney licensed in your jurisdiction.
This glossary post was last updated: 17th April 2024.
To help you cite our definitions in your bibliography, here is the proper citation layout for the three major formatting styles, with all of the relevant information filled in.
- Page URL:https://dlssolicitors.com/define/single-registration-rule/
- Modern Language Association (MLA):Single-Registration Rule. dlssolicitors.com. DLS Solicitors. May 09 2024 https://dlssolicitors.com/define/single-registration-rule/.
- Chicago Manual of Style (CMS):Single-Registration Rule. dlssolicitors.com. DLS Solicitors. https://dlssolicitors.com/define/single-registration-rule/ (accessed: May 09 2024).
- American Psychological Association (APA):Single-Registration Rule. dlssolicitors.com. Retrieved May 09 2024, from dlssolicitors.com website: https://dlssolicitors.com/define/single-registration-rule/
Our team of professionals are based in Alderley Edge, Cheshire. We offer clear, specialist legal advice in all matters relating to Family Law, Wills, Trusts, Probate, Lasting Power of Attorney and Court of Protection.
All author posts