Define: Substantial-Compliance Rule

Substantial-Compliance Rule
Substantial-Compliance Rule
Quick Summary of Substantial-Compliance Rule

The substantial-compliance rule, also referred to as the substantial-performance doctrine, is a legal principle that states that if an individual makes a sincere effort to fulfil an agreement or legal requirement, but falls short in some way, their performance may still be considered complete if the essential purpose is achieved. However, the individual may still be responsible for damages for any deficiencies. This rule is not widely adopted and only applies to specific situations. For instance, if someone attempts to adhere to the formalities of a will but overlooks a step, the will may still be deemed valid under this rule.

Full Definition Of Substantial-Compliance Rule

The substantial-compliance rule, also known as the substantial-performance doctrine, is a legal principle that states that if a party makes a good-faith attempt to perform an agreement or meet statutory requirements, but falls short in some way, the performance may still be considered complete if the essential purpose is accomplished. However, the party may still be subject to a claim for damages for the shortfall. For example, if a contractor is hired to build a house and completes most of the work but fails to install a few minor fixtures, the substantial-compliance rule may apply. The contractor may still be considered to have completed the job if the essential purpose of the agreement, which is to build a livable house, is accomplished. Another example is in the context of wills. Under the Uniform Probate Code, a will that does not follow all the formalities required by law may still be considered valid if it substantially complies with the requirements. However, this rule is not widely followed. It is important to note that the substantial-compliance rule only applies to situations where the essential purpose of the agreement or statutory requirement is still accomplished. If the shortfall is significant enough to prevent the essential purpose from being achieved, the rule may not apply.

Substantial-Compliance Rule FAQ'S

The substantial-compliance rule is a legal principle that allows a court to overlook minor technical errors or deviations from legal requirements if the overall purpose or objective of a law or contract has been fulfilled.

The substantial-compliance rule typically applies in situations where a party has made a good faith effort to comply with the law or contract but has made minor mistakes or omissions.

Courts consider various factors to determine substantial compliance, including the intent of the party, the nature and significance of the non-compliance, the impact on the other party, and whether the non-compliance was willful or negligent.

No, the application of the substantial-compliance rule varies depending on the jurisdiction and the specific legal matter involved. It is important to consult with a legal professional to determine if the rule applies in your particular case.

Yes, the substantial-compliance rule can be used as a defence in certain cases where a party is being sued for non-compliance. However, its success will depend on the specific circumstances and the court’s interpretation of the rule.

In some cases, the substantial-compliance rule can be used to argue that a contract should be considered valid despite minor deviations from formal requirements. However, this will depend on the jurisdiction and the specific contract provisions.

Yes, there are limitations to the substantial-compliance rule. It cannot be used to excuse major or intentional non-compliance, and it may not apply in situations where strict compliance is required by law or contract.

Yes, the parties can agree to waive the application of the substantial-compliance rule in their contract or agreement. It is important to clearly state any such waivers in writing to avoid potential disputes.

The substantial-compliance rule is primarily applied in civil cases and contract disputes. It is not commonly used in criminal cases, where strict compliance with the law is generally required.

To determine if the substantial-compliance rule applies to your situation, it is advisable to consult with a qualified attorney who can analyze the specific facts and applicable laws in your jurisdiction.

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Disclaimer

This site contains general legal information but does not constitute professional legal advice for your particular situation. Persuing this glossary does not create an attorney-client or legal adviser relationship. If you have specific questions, please consult a qualified attorney licensed in your jurisdiction.

This glossary post was last updated: 17th April 2024.

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